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Capital Markets Authority
Results: 196

#	Item
121	Intermarket Surveillance Group _______________________________________ March 8, 2005 Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-10 13:08:24 Financial markets Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Capital market Securities and Exchange Commission Economy of the United States Chicago Stock Exchange Financial system Self-regulatory organizations Financial regulation United States securities law
122	BEST PRACTICE Government Relationships with Securities Dealers (1986, 1988, 2003, 2006, and[removed]Background. Finance officers, treasurers and investment officers (hereafter referred to as government investors) who manag Add to Reading List Source URL: www.gfoa.org Language: English - Date: 2014-05-07 17:46:33 Stock market Financial services Financial markets United States securities law Self-regulatory organizations Net capital rule Broker-dealer U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Finance Financial system
123	Venture Capital Authority (VCA) Purpose The VCA is a venture capital funding program designed to fill a gap in private capital markets and provide seed and early stage capital investments in Colorado companies with the p Add to Reading List Source URL: www.advancecolorado.com Language: English - Date: 2013-12-03 17:50:50 Finance Financial economics Private equity Venture capital Investment
124	filed via e-mail to [removed] Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Re: File No. S7-08-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-13 10:53:40 Financial markets Stock market Financial services United States securities law Net capital rule Financial Industry Regulatory Authority Broker-dealer U.S. Securities and Exchange Commission Investment banking Financial economics Finance Business
125	Ref. Ares[removed][removed]EUROPEAN COMMISSION Internal Market and Services DG Director-General Add to Reading List Source URL: www.knf.gov.pl Language: English - Date: 2012-12-21 07:43:54 Economics Solvency II Directive Financial capital Finance Late-2000s financial crisis European Insurance and Occupational Pensions Authority Financial services Insurance Own Risk and Solvency Assessment Financial markets Financial economics Microeconomics
126	Financial Services Authority Handbook Notice 114 Add to Reading List Source URL: webarchive.nationalarchives.gov.uk Language: English Financial Services Authority Sourcebook Financial Services and Markets Act Capital requirement Financial Ombudsman Service United Kingdom Economy of the United Kingdom Financial regulation
127	PDF Document Add to Reading List Source URL: www.fsa.gov.uk Language: English - Date: 2012-08-16 11:59:54 European Union directives Financial markets Economy of the United Kingdom Financial Services Authority Markets in Financial Instruments Directive Advanced measurement approach European Banking Authority Capital requirement Sourcebook Financial regulation Finance Financial economics
128	PDF Document Add to Reading List Source URL: www.abbl.lu Language: English - Date: 2013-07-24 10:41:23 Financial regulation Banking Financial markets Bank regulation Basel II European Banking Authority Macroprudential policy Capital requirement Markets in Financial Instruments Directive Financial economics Financial risk Systemic risk
129	IFA ILLINOIS FINANCE AUTHORITY HEALTHCARE 501(c)(3) EQUIPMENT FINANCE PROGRAM Purpose To create tax-exempt access to capital markets for eligible 501(c)(3) healthcare institutions for the acquisition of Add to Reading List Source URL: il-fa.com Language: English - Date: 2012-11-19 18:22:50 Finance Toledo-Lucas County Port Authority Transportation in Ohio
130	[removed]Strategic Plan - The OSC: A 21st Century Securities Regulator Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:36:52 Ontario Securities Commission Financial markets U.S. Securities and Exchange Commission Hedge fund Securities Commission Capital market Financial Services Authority Securities and Exchange Commission Canadian securities regulation Financial economics Finance Investment

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